Ronald Peterson, financial advisor Baxter MN

Ronald Peterson

CRD Number: 4277059
Current Firm: Lpl Financial LLC

Ronald Peterson (CRD# 4277059) is an Investment Advisor Representative working at Lpl Financial LLC in Baxter, MN and has over 20 years of experience in the finance industry.

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Company Name Location Dates Years
Frandsen Bank & Trust Baxter, MN Jun 2020 - Current < 1
Lpl Financial LLC Baxter, MN Mar 2019 - Current 1
First International Bank And Trust Fargo, ND Mar 2019 - Jun 2020 1
Bremer Insurance Perham, MN Nov 2012 - Dec 2018 6
Raymond James Financial Services Perham, MN Aug 2009 - Dec 2018 9
Raymond James Financial Services Advisors Inc. Perham, MN Aug 2009 - Dec 2018 9
Bremer Bank Perham, MN Oct 2003 - Dec 2018 15
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2000
S65 NASAA Investment Advisors Law Examination Nov 2000
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Ronald D. Peterson
Phone Number: 704-733-3300
Registered State(s):
  • MN
  • ND
By the Numbers
  • Total Assets Under Management
    207,793
    MILLIONS
  • Total Number of Accounts
    892,326
    ACCOUNTS
  • Average Account Value
    $232,867
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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