David Spencer, financial advisor Bay City MI
89 score

David Spencer

CRD Number: 6147656
Current Firm: Raymond James Financial Services Advisors, Inc.

David Spencer (CRD# 6147656) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Bay City, MI and has over 3 years of experience in the finance industry.

Similar Advisors
David Abbs, financial advisor Bay City MI
David J. Abbs
CRD# 1031068
Lpl Financial LLC
Score
96
Similar Advisors
Kelly Baumgartner, financial advisor Bay City MI
Kelly A. Baumgartner
CRD# 4955246
Morgan Stanley
Score
96
Similar Advisors
Timothy Beiser, financial advisor Bay City MI
Timothy E. Beiser
CRD# 1575946
Spc
Score
96
Company Name Location Dates Years
Raymond James Financial Services Advisors Inc. Bay City, MI Jun 2016 - Current < 1
Raymond James Financial Services, Inc. Grand Rapids, MI Jun 2016 - Current < 1
Unemployed Rockford, MI Nov 2015 - Jun 2016 < 1
Edward Jones St Louis, MO Dec 2012 - Nov 2015 2
David H Spencer, Plc Rockford, MI Oct 2010 - Dec 2012 2
Andrews Hooper & Pavlik, Plc Grand Rapids, MI Feb 2005 - Sep 2010 5
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2013
Contact Info for David H. Spencer
Phone Number: 727-567-5877
Registered State(s):
  • MI
By the Numbers
  • Total Assets Under Management
    64,210
    MILLIONS
  • Total Number of Accounts
    224,839
    ACCOUNTS
  • Average Account Value
    $285,581
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from David Spencer and other advisors.
BADGES
89
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.