Steven Ringgold (CRD# 5515316) is an Investment Advisor Representative working at Huntington Financial Advisors in Midland, MI and has over 15 years of experience in the finance industry. Steven Ringgold has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 1031068
Cwm, LLC
CRD# 5184145
Raymond James & Associates, Inc.
CRD# 3160022
Robert W. Baird & Company Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| The Huntington Investment Company | Columbus, OH | Oct 2021 - Current | 2 |
| Cetera Investment Services LLC | St. Cloud, MN | Sep 2016 - Current | 7 |
| Cetera Investment Advisors LLC | Midland, MI | Sep 2016 - Current | 7 |
| Tcf National Bank | Midland, MI | Sep 2016 - Current | 7 |
| Hantz Financial Services | Southfield, MI | Mar 2008 - Sep 2016 | 8 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jun 2008 |
| S65 | NASAA Investment Advisors Law Examination | May 2010 |
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Total Assets Under Management5,197MILLIONS
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Total Number of Accounts32,956ACCOUNTS
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Average Account Value$157,688
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
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