Joseph Carbone (CRD# 3026229) is an Investment Advisor Representative working at Focus Planning Group in Bayport, NY and has over 26 years of experience in the finance industry. Joseph Carbone has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 811927
Cetera Investment Advisers LLC
CRD# 5473273
American Portfolios Advisors, Inc.
CRD# 4658014
Northwestern Mutual Investment Services,llc
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Focus Planning Group, LLC | Bayport, NY | Sep 2015 - Current | 8 |
| Cambridge Investment Research, Inc. | Fairfield, IA | Jan 2013 - Sep 2015 | 2 |
| Cambridge Investment Research Advisors, Inc. | Fairfield, IA | Jan 2013 - Sep 2015 | 2 |
| Focus Planning Group, LLC | Bayport, NY | Dec 2002 - Sep 2015 | 12 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Mar 1998 |
| S65 | NASAA Investment Advisors Law Examination | Oct 1998 |
- NY
- TX
-
Total Assets Under Management21MILLIONS
-
Total Number of Accounts167ACCOUNTS
-
Average Account Value$123,120
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops
- Other
NY, TX
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