Azaad Mohamed, financial advisor Bayside NY

Azaad Mohamed

CRD Number: 1489741
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Azaad Mohamed (CRD# 1489741) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Bayside, NY and has over 31 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, N.a. Bayside, NY Aug 2019 - Current 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bayside, NY Jun 2019 - Current 1
Hsbc Bank Usa, N.a. New York, NY Aug 2016 - Jun 2019 2
Hsbc Securities (usa) Inc. New York, NY Jun 2016 - Aug 2016 < 1
Hsbc Bank Usa, N.a. New York, NY Jun 2016 - Aug 2016 < 1
Lpl Forest Hills, NY Aug 2015 - Jun 2016 < 1
New York Community Bank Forest Hills, NY Aug 2015 - Jun 2016 < 1
Jpmorgan Securities, LLC Queens, NY Jul 2014 - Aug 2015 1
New York Community Bank Queens, NY Mar 2011 - Jul 2014 3
Lpl Financial Charlotte, NC Mar 2011 - Jul 2014 3
Cfs Investments Bellrose, NY Feb 2011 - Jul 2014 3
Prime Capital Services, Inc. Flushing, NY Aug 2010 - Mar 2011 < 1
Asset & Financial Planning, Ltd Flushing, NY Aug 2010 - Mar 2011 < 1
Gilman Ciocia, Inc. Flushing, NY Aug 2010 - Mar 2011 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1989
S65 NASAA Investment Advisors Law Examination Oct 1997
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Azaad A. Mohamed
Phone Number: 800-637-7455
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
    962,052
    MILLIONS
  • Total Number of Accounts
    2,529,169
    ACCOUNTS
  • Average Account Value
    $380,383
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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