Joseph Powers, financial advisor Bayville NY

Joseph Powers

CRD Number: 2925786
Current Firm: Victory Capital Management Inc.

Joseph Powers (CRD# 2925786) is an Investment Advisor Representative working at Victory Capital Management Inc. in Bayville, NY and has over 26 years of experience in the finance industry.

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Company Name Location Dates Years
Victory Capital Advisers Brooklyn, OH Nov 2015 - Current 8
Alliancebernstein Investments, Inc. New York, NY Jun 2013 - Aug 2015 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1997
S65 NASAA Investment Advisors Law Examination Sep 1998
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Joseph B. Powers
Phone Number: 877-660-4400
Registered State(s):
  • OH
By the Numbers
  • Total Assets Under Management
    140,836
    MILLIONS
  • Total Number of Accounts
    3,419
    ACCOUNTS
  • Average Account Value
    $41,192,280
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, NC, NE, NH, NJ, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, VT, WA, WI

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