Nicholas Peters, financial advisor Beaumont TX
78 score

Nicholas Peters

CRD Number: 5907177
Current Firm: Wells Fargo Advisors, LLC

Nicholas Peters (CRD# 5907177) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in Beaumont, TX and has over 4 years of experience in the finance industry.

Similar Advisors
Patrick Foy, financial advisor Beaumont TX
Patrick J. Foy
CRD# 1485275
Raymond James Financial Services Advisors, Inc.
Score
96
Similar Advisors
Richard Gagne, financial advisor Beaumont TX
Richard A. Gagne
CRD# 1025516
Vsr Advisory Services
Score
96
Similar Advisors
Charles Manthey, financial advisor Beaumont TX
Charles R. Manthey
CRD# 1675091
Bluechip Financial Planning, Inc.
Score
96
Company Name Location Dates Years
Wells Fargo Advisors, LLC San Antonio, TX Feb 2016 - Current < 1
Bank Of America, N.a. Beaumont, TX Apr 2012 - Feb 2016 3
Merrill Lynch, Pierce, Fenner & Smith Incorporated Beaumont, TX Feb 2012 - Apr 2012 < 1
Axa Advisors, LLC New York, NY Oct 2011 - Jan 2012 < 1
Lamar University Beaumont, TX Jan 2011 - Sep 2011 < 1
Conn's Inc. Beaumont, TX Jan 2003 - Jan 2011 8
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination May 2012
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Nicholas J. Peters
Phone Number: 314-875-3000
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    372,113
    MILLIONS
  • Total Number of Accounts
    1,339,368
    ACCOUNTS
  • Average Account Value
    $277,827
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES
78

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.