Tuong-vy Tran, financial advisor Beaumont TX
93 score

Tuong-vy Tran

CRD Number: 5514568
Current Firm: J.p. Morgan Securities LLC

Tuong-vy Tran (CRD# 5514568) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Beaumont, TX and has over 7 years of experience in the finance industry.

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Company Name Location Dates Years
Jpmorgan Securities LLC Port Arthur, TX Jun 2013 - Current 3
Wells Fargo Advisors LLC Groves, TX Jan 2011 - Jun 2013 2
Wells Fargo Bank N. A. Groves, TX Feb 2008 - Jun 2013 5
Wells Fargo Investments LLC Littleton, CO Sep 2008 - Jan 2011 2
Unemployed Littleton, CO Dec 2007 - Feb 2008 < 1
Community College Of Denver Denver, CO Sep 2006 - Dec 2007 1
Key Bank Littleton, CO Nov 2005 - Sep 2006 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 2008
Contact Info for Tuong-vy N. Tran
Phone Number: 800-999-2000
Firm Website: https://www.jpmorgan.com
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    70,743
    MILLIONS
  • Total Number of Accounts
    344,720
    ACCOUNTS
  • Average Account Value
    $205,219
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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