James WallaceCRD Number: 5556536
Current Firm: Lpl Financial LLC
James Wallace (CRD# 5556536) is an Investment Advisor Representative working at Lpl Financial LLC in Bedford, NH and has over 7 years of experience in the finance industry.
United Planners' Financial Services Of America A Limited Partner
Signator Investors, Inc.
|Lpl Financial, LLC||Bedford, NH||Dec 2014 - Current||2|
|Northeast Planning Associates, Inc.||Bedford, NH||Nov 2014 - Current||2|
|Fidelity Investments||Merrimack, NH||Dec 2009 - Oct 2014||4|
|Integ LLC||Goffstown, NH||Jul 2009 - Oct 2009||< 1|
|Cornerstone University||Grand Rapids, MI||Aug 2007 - May 2009||1|
|Cornerstone University||Grand Rapids, MI||Aug 2005 - May 2009||3|
|Northeast Planning Associates, Inc.||Bedford, NH||Jun 2008 - Aug 2008||< 1|
|Great Lakes Utility & Concrete Construction||Caledonia, MI||May 2007 - Aug 2007||< 1|
|Cornerstone University||Grand Rapids, MI||Aug 2006 - May 2007||< 1|
|Prestige Hardwoods||Nashua, NH||Jun 2006 - Aug 2006||< 1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 2010|
|S66||NASAA Uniform Combined State Law Examination||Dec 2011|
Total Assets Under Management112,086MILLIONS
Total Number of Accounts531,091ACCOUNTS
Average Account Value$211,049
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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