Steven DaltonCRD Number: 5538229
Current Firm: Brophy Wealth Management, LLC
Steven Dalton (CRD# 5538229) is an Investment Advisor Representative working at Brophy Wealth Management, LLC in Bedford, NH and has over 9 years of experience in the finance industry. Steven Dalton has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
United Planners' Financial Services Of America A Limited Partner
Signator Investors, Inc.
|Brophy Wealth Management, LLC||Bedford, NH||Jan 2013 - Current||4|
|Comprehensive Asset Management & Servicing, Inc.||Parsippany, NJ||Oct 2012 - Current||5|
|Brophy Wealth Management||Beford, NH||Jun 2008 - Dec 2012||4|
|Lincoln Financial Securities Corporation||Bedford, NH||Jul 2008 - Oct 2012||4|
|Jefferson Pilot Securities||Bedford, NH||Jun 2008 - Jul 2008||< 1|
|Brophy Financial Advisory Group||Bedford, NH||Jun 2008 - Jun 2008||< 1|
|Novo Nordisk, Inc.||Princeton, NJ||Apr 2004 - Jun 2008||4|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Sep 2008|
|S66||NASAA Uniform Combined State Law Examination||Nov 2008|
Total Assets Under Management145MILLIONS
Total Number of Accounts667ACCOUNTS
Average Account Value$216,738
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
FL, MA, NH, NY, TX
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