Stacey Tate, financial advisor Bedford TX
73 score

Stacey Tate

CRD Number: 5373388
Current Firm: Brookstone Capital Management LLC

Stacey Tate (CRD# 5373388) is an Investment Advisor Representative working at Brookstone Capital Management LLC in Bedford, TX and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Brookstone Capital Management LLC Wheaton, IL Jun 2007 - Current 9
American Financial Retirement Insurance Bedford, TX May 2003 - Current 13
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Mar 2007
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Regulatory Event
Get Details on the FINRA Advisor Check site
Contact Info for Stacey L. Tate
Phone Number: 630-653-1400
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    1,436
    MILLIONS
  • Total Number of Accounts
    29,700
    ACCOUNTS
  • Average Account Value
    $48,361
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
73

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