Mark Ramos, financial advisor East Brunswick NJ

Mark Ramos

CRD Number: 5897595
Current Firm: Lpl Financial LLC

Mark Ramos (CRD# 5897595) is an Investment Advisor Representative working at Lpl Financial LLC in East Brunswick, NJ and has over 12 years of experience in the finance industry.

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Company Name Location Dates Years
Lpl Financial, LLC East Brunswick, NJ Sep 2021 - Current 2
Principal Life Insurance Company Parsippany, NJ Jul 2019 - Aug 2021 2
Principal Securities Parsippany, NJ Jul 2019 - Aug 2021 2
Ronald Gelok And Associates Parsippany, NJ Aug 2016 - Jul 2019 2
Gf Investment Services LLC Sarasota, FL Oct 2016 - Jan 2018 1
Global Financial Private Capital LLC Sarasota, FL Oct 2016 - Jan 2018 1
Jpmorgan Chase Bank Bedminster, NJ Oct 2014 - Aug 2016 1
Jpmorgan Securities LLC Bedminster, NJ Aug 2014 - Aug 2016 2
Edward Jones Warren, NJ Aug 2012 - Jul 2014 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2011
S66 NASAA Uniform Combined State Law Examination Sep 2012
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Mark Ramos
Phone Number: 704-733-3300
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
    368,019
    MILLIONS
  • Total Number of Accounts
    1,688,501
    ACCOUNTS
  • Average Account Value
    $217,956
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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