Nelson Faro, financial advisor Boca Raton FL

Nelson Faro

CRD Number: 1247444
Current Firm: Rockefeller Capital Management

Nelson Faro (CRD# 1247444) is an Investment Advisor Representative working at Rockefeller Capital Management in Boca Raton, FL and has over 39 years of experience in the finance industry.

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Company Name Location Dates Years
Rockefeller Financial LLC Boca Raton, FL Jan 2021 - Current 3
Morgan Stanley Private Bank, National Association New York, NY Jan 2015 - Jan 2021 6
Morgan Stanley Smith Barney Aventura, FL Jun 2009 - Jan 2021 11
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 1984
S65 NASAA Investment Advisors Law Examination Apr 1993
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Nelson F. Faro
Phone Number: 212-549-5100
Registered State(s):
  • FL
  • TX
By the Numbers
  • Total Assets Under Management
    34,708
    MILLIONS
  • Total Number of Accounts
    46,727
    ACCOUNTS
  • Average Account Value
    $742,780
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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