Carol NovakCRD Number: 1785964
Current Firm: Novak Financial Planning LLC
Carol Novak (CRD# 1785964) is an Investment Advisor Representative working at Novak Financial Planning LLC in Bel Air, MD and has over 20 years of experience in the finance industry. Carol Novak has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Msi Financial Services, Inc.
Northwestern Mutual Investment Services,llc
Nfp Advisor Services, LLC
|Novak Financial Planning LLC||Bel Air, MD||Mar 2000 - Current||17|
|Cadaret, Grant & Company, Inc.||Bel Air, MD||Oct 1988 - Current||28|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 2008|
|S65||NASAA Investment Advisors Law Examination||Nov 1996|
Total Assets Under Management170MILLIONS
Total Number of Accounts1,564ACCOUNTS
Average Account Value$108,695
- A percentage of assets under your management
- Hourly charges
- Financial planning services
- Portfolio management for individuals and/or small businesses
CA, DE, FL, MD, PA, TX
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