Carol Novak, financial advisor Bel Air MD
96 score

Carol Novak

CRD Number: 1785964
Current Firm: Novak Financial Planning LLC

Carol Novak (CRD# 1785964) is an Investment Advisor Representative working at Novak Financial Planning LLC in Bel Air, MD and has over 20 years of experience in the finance industry. Carol Novak has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Novak Financial Planning LLC Bel Air, MD Mar 2000 - Current 16
Cadaret, Grant & Company, Inc. Bel Air, MD Oct 1988 - Current 28
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 2008
S65 NASAA Investment Advisors Law Examination Nov 1996
Contact Info for Carol A. Novak
Phone Number: 410-515-6310
Registered State(s):
  • MD
By the Numbers
  • Total Assets Under Management
    170
    MILLIONS
  • Total Number of Accounts
    1,564
    ACCOUNTS
  • Average Account Value
    $108,695
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

CA, DE, FL, MD, PA, TX

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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