Kathleen Allen, financial advisor Portland OR

Kathleen Allen

CRD Number: 4906541
Current Firm: M Holdings Securities, Inc.

Kathleen Allen (CRD# 4906541) is an Investment Advisor Representative working at M Holdings Securities, Inc. in Portland, OR and has over 11 years of experience in the finance industry.

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Company Name Location Dates Years
M Holdings Securities, Inc. Portland, OR Jun 2020 - Current 3
Unemployed Belford, NJ Aug 2019 - Jun 2020 < 1
Foresters Financial Services Iselin, NJ Jun 2019 - Aug 2019 < 1
Foresters Financial Services Iselin, NJ Apr 2016 - Jun 2019 3
Foresters Advisory Services LLC Iselin, NJ Jul 2015 - Jun 2019 3
Foresters Financial Services Iselin, NJ Apr 2015 - Apr 2016 1
First Investors Corporation Woodbridge, NJ May 2011 - Apr 2015 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 2012
S65 NASAA Investment Advisors Law Examination May 2015
Contact Info for Kathleen F. Allen
Phone Number: 800-656-6960
Registered State(s):
  • NJ
  • OR
By the Numbers
  • Total Assets Under Management
    3,932
    MILLIONS
  • Total Number of Accounts
    10,065
    ACCOUNTS
  • Average Account Value
    $390,697
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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