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Company Name | Location | Dates | Years |
---|---|---|---|
Waterrock Global Asset Management LLC | Bellevue, WA | Apr 2011 - Current | 13 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Apr 2005 |
S65 | NASAA Investment Advisors Law Examination | Apr 2005 |
- AZ
- WA
-
Total Assets Under Management58MILLIONS
-
Total Number of Accounts373ACCOUNTS
-
Average Account Value$155,305
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops
AZ, CA, FL, OR, WA
WaterRock Global Asset Management, LLC. (“WaterRock Global”) is a Registered Investment Advisory Firm regulated by the State of Washington and the Securities Exchange Commission under the Investment Advisors' Act of 1940 and in accordance and compliance with applicable securities laws and regulations. Investing in the stock market involves risk, including the risk of principal loss. Information in this email is in no way intended as personalized investment advice and should not be interpreted as such. Past performance is not necessarily indicative of future results.
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