Frances Lee, financial advisor Bellevue WA

Frances Lee

CRD Number: 6349097
Current Firm: Coldstream Wealth Management

Frances Lee (CRD# 6349097) is an Investment Advisor Representative working at Coldstream Wealth Management in Bellevue, WA and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Coldstream Wealth Management Bellevue, WA May 2019 - Current 4
Umpqua Investments Portland, OR Mar 2017 - Current 7
Unemployed Beaverton, OR Nov 2016 - Mar 2017 < 1
Sharebuilder Seattle, WA Jun 2014 - Nov 2016 2
I Love Sushi Bellevue, WA Sep 2013 - Jun 2014 < 1
Flo Japanese Restaurant Bellevue, WA Sep 2013 - Jun 2014 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2015
S66 NASAA Uniform Combined State Law Examination Nov 2015
Contact Info for Frances Y. Lee
Phone Number: 425-283-1600
Registered State(s):
  • WA
By the Numbers
  • Total Assets Under Management
    6,971
    MILLIONS
  • Total Number of Accounts
    2,858
    ACCOUNTS
  • Average Account Value
    $2,439,130
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Performance-based fees
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AZ, CA, CO, CT, DC, FL, GA, HI, ID, IL, LA, MA, MD, MT, NC, NM, NV, NY, OH, OR, PA, TN, TX, UT, VA, WA, WY

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