Harminder Dhaliwal, financial advisor Bellevue WA

Harminder Dhaliwal

CRD Number: 6570260
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Harminder Dhaliwal (CRD# 6570260) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Bellevue, WA and has over 3 years of experience in the finance industry.

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Merrill Lynch, Pierce, Fenner & Smith Incorporated
Company Name Location Dates Years
Merrill Lynch, Pierce, Fenner & Smith Incorporated Seattle, WA May 2016 - Current 5
Bank Of America, N.a. Seattle, WA May 2016 - Current 5
University Of Washington Seattle, WA Sep 2014 - Jun 2016 1
Jp Morgan Securities LLC Mercer Island, WA Sep 2015 - Nov 2015 < 1
Jpmorgan Chase Bank Mercer Island, WA Sep 2015 - Nov 2015 < 1
Unemployed Federal Way, WA May 2015 - Aug 2015 < 1
Synergetic Finance Seattle, WA Oct 2014 - May 2015 < 1
Unemployed Federal Way, WA Jul 2014 - Sep 2014 < 1
T-mobile Tukwila, WA Oct 2009 - Jun 2014 4
University Of Washington Seattle, WA Sep 2011 - Aug 2013 1
Samrinder LLC Southbend, IN Aug 2007 - Sep 2012 5
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Sep 2018
Contact Info for Harminder S. Dhaliwal
Phone Number: 800-637-7455
Registered State(s):
  • TX
  • WA
By the Numbers
  • Total Assets Under Management
    1,084,544
    MILLIONS
  • Total Number of Accounts
    2,605,171
    ACCOUNTS
  • Average Account Value
    $416,304
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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