James Hua (CRD# 5950165) is an Investment Advisor Representative working at Opal Advisors in Bellevue, WA and has over 12 years of experience in the finance industry.
CRD# 6533806
Harbour Investments, Inc.
CRD# 4337938
Aspire Capital Advisors LLC
CRD# 1424055
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Bf Management, LLC | Bellevue, WA | Jul 2019 - Current | 4 |
| Bellevue Funding LLC | Bellevue, WA | Jul 2019 - Current | 4 |
| Oso Management LLC | Bend, OR | Jun 2017 - Current | 6 |
| Sheppard Wealth Management | Bend, OR | Mar 2017 - Current | 7 |
| Opal Advisors, LLC | Bellevue, WA | Apr 2012 - Current | 12 |
| Self Employed | Mercer Island, WA | Aug 2007 - Current | 16 |
| Emergent Capital, Inc. | Bellevue, WA | Jun 2017 - Apr 2021 | 3 |
| Sheppard Wealth Management | Bend, OR | Mar 2017 - Mar 2018 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Mar 2012 |
- CA
- ID
- TX
- WA
-
Total Assets Under Management66MILLIONS
-
Total Number of Accounts190ACCOUNTS
-
Average Account Value$348,473
- A percentage of assets under your management
- Performance-based fees
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
CA, ID, TX, WA
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