James Ramsay, financial advisor Bellevue WA
90 score

James Ramsay

CRD Number: 5979119
Current Firm: Advice And Planning Services

James Ramsay (CRD# 5979119) is an Investment Advisor Representative working at Advice And Planning Services in Bellevue, WA and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Tiaa-cref Individual & Institutional Services, LLC Seattle, WA Jun 2014 - Current 2
Tiaa Seattle, WA Jun 2014 - Current 2
Unemployed Newcastle, WA Feb 2014 - May 2014 < 1
Bank Of America, N.a. Mercer Island, WA Sep 2012 - Jan 2014 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated Mercer Island, WA Aug 2012 - Jan 2014 1
Unemployeed Newcastle, WA May 2012 - Aug 2012 < 1
Becu Seattle, WA Jan 2012 - May 2012 < 1
Unemployeed Newcastle, WA Dec 2011 - Dec 2011 < 1
Axa Advisors, LLC Bellevue, WA Nov 2011 - Nov 2011 < 1
Unemployed Newcastle, WA Nov 2009 - Nov 2011 2
Allied Steel Fabricators, Inc. Redmond, WA Mar 1996 - Nov 2009 13
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 2011
S65 NASAA Investment Advisors Law Examination Aug 2012
Contact Info for James S. Ramsay
Phone Number: 212-490-9000
Firm Website: http://www.tiaa.org
Registered State(s):
  • WA
By the Numbers
  • Total Assets Under Management
    16,792
    MILLIONS
  • Total Number of Accounts
    45,960
    ACCOUNTS
  • Average Account Value
    $365,356
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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