Jianmin GuCRD Number: 5599295
Current Firm: Hsbc Securities (usa) Inc.
Jianmin Gu (CRD# 5599295) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in Bellevue, WA and has over 7 years of experience in the finance industry.
Brighton Jones LLC
|Hsbc Securities (usa) Inc.||Seattle, WA||Sep 2013 - Current||3|
|Transamerica Financial Advisors, Inc.||Renton, WA||May 2012 - Aug 2013||1|
|Golden Rock Wealth Management||Bingham Farms, MI||Feb 2010 - Apr 2012||2|
|Rampart Financial Service||Doylestown, PA||Mar 2010 - Dec 2011||1|
|Signator Investors Inc.||Southfield, MI||Jul 2009 - Feb 2010||< 1|
|Axa-advisors, LLC||Troy, MI||Dec 2008 - Jun 2009||< 1|
|World Group Securities, Inc.||Troy, MI||Aug 2008 - Dec 2008||< 1|
|Farmers Insurance||Troy, MI||Feb 2008 - Aug 2008||< 1|
|Kettering University||Flint, MI||Aug 2003 - Feb 2008||4|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 2009|
|S65||NASAA Investment Advisors Law Examination||Jun 2009|
Total Assets Under Management2,985MILLIONS
Total Number of Accounts12,340ACCOUNTS
Average Account Value$241,893
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.