Jianmin GuCRD Number: 5599295
Current Firm: Hsbc Securities (usa) Inc.
Jianmin Gu (CRD# 5599295) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in Bellevue, WA and has over 8 years of experience in the finance industry.
Brighton Jones LLC
|Hsbc Securities (usa) Inc.||Seattle, WA||Sep 2013 - Current||4|
|Transamerica Financial Advisors, Inc.||Renton, WA||May 2012 - Aug 2013||1|
|Golden Rock Wealth Management||Bingham Farms, MI||Feb 2010 - Apr 2012||2|
|Rampart Financial Service||Doylestown, PA||Mar 2010 - Dec 2011||1|
|Signator Investors Inc.||Southfield, MI||Jul 2009 - Feb 2010||< 1|
|Axa-advisors, LLC||Troy, MI||Dec 2008 - Jun 2009||< 1|
|World Group Securities, Inc.||Troy, MI||Aug 2008 - Dec 2008||< 1|
|Farmers Insurance||Troy, MI||Feb 2008 - Aug 2008||< 1|
|Kettering University||Flint, MI||Aug 2003 - Feb 2008||4|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 2009|
|S65||NASAA Investment Advisors Law Examination||Jun 2009|
Total Assets Under Management2,985MILLIONS
Total Number of Accounts12,340ACCOUNTS
Average Account Value$241,893
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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