Liu Hong, financial advisor Bellevue WA
80 score

Liu Hong

CRD Number: 5991082
Current Firm: Transamerica Financial Advisors, Inc.

Liu Hong (CRD# 5991082) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in Bellevue, WA and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Transamerica Financial Advisors, Inc. Bellevue, WA Sep 2014 - Current 2
World Financial Group, Inc. Bellevue, WA Nov 2013 - Current 3
Axa Advisors Bellevue, WA Nov 2011 - Jun 2014 2
Unemployed Bellevue, WA Oct 2008 - Dec 2011 3
Sinolink Securities Stock Company Ltd. Chengdu, Sichuan, Oct 2007 - Oct 2008 1
Student Sydney, Jan 2006 - Sep 2007 1
Zen Group Austrialia Pty. Ltd Sydney, Nsw, Aug 2006 - Aug 2007 1
University Of Sydney Sydney, Mar 2006 - Jul 2007 1
Chengdu Ideal Information Industry Inc. Chengdu, Aug 2004 - Dec 2006 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 2011
S65 NASAA Investment Advisors Law Examination Apr 2012
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Liu Hong
Phone Number: 727-299-1800
Registered State(s):
  • WA
By the Numbers
  • Total Assets Under Management
    4,493
    MILLIONS
  • Total Number of Accounts
    33,842
    ACCOUNTS
  • Average Account Value
    $132,767
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
80

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