Loren LoCRD Number: 6146854
Current Firm: Axa Advisors, LLC
Loren Lo (CRD# 6146854) is an Investment Advisor Representative working at Axa Advisors, LLC in Bellevue, WA and has over 5 years of experience in the finance industry.
Brighton Jones LLC
|Axa Advisors, LLC||New York, NY||Jan 2013 - Current||5|
|Loren's Teams LLC||Bellevue, WA||Apr 2011 - Current||6|
|Forest Ridge School Of Sacred Heart||Bellevue, WA||Mar 2008 - Mar 2014||6|
|Jp Morgan||Hong Kong,||Jul 2012 - Jul 2012||< 1|
|Issaquah Schools||Issaquah, WA||Aug 2010 - Jul 2012||1|
|One Accord||Bellevue, WA||Jan 2012 - Jun 2012||< 1|
|University Of Washington||Seattle, WA||Sep 2007 - Dec 2011||4|
|Clowns Unlimited||Kent, WA||Jul 2007 - Aug 2008||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 2013|
|S66||NASAA Uniform Combined State Law Examination||Mar 2013|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management14,539MILLIONS
Total Number of Accounts49,556ACCOUNTS
Average Account Value$293,380
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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