Roger Reynolds, financial advisor Bellevue WA
81 score

Roger Reynolds

CRD Number: 3024255
Current Firm: Coldstream Wealth Management

Roger Reynolds (CRD# 3024255) is an Investment Advisor Representative working at Coldstream Wealth Management in Bellevue, WA and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
Coldstream Securities, Inc. Bellevue, WA Dec 1998 - Current 18
Coldstream Capital Management Bellevue, WA May 1996 - Current 20
Coldstream Securities, Inc. Bellevue, WA Apr 1996 - Current 20
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 2007
S65 NASAA Investment Advisors Law Examination May 1998
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Roger C. Reynolds
Phone Number: 425-283-1600
Registered State(s):
  • OR
  • WA
By the Numbers
  • Total Assets Under Management
    1,929
    MILLIONS
  • Total Number of Accounts
    937
    ACCOUNTS
  • Average Account Value
    $2,059,006
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Performance-based fees
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AZ, CA, CO, CT, FL, ID, IL, MA, NC, NM, NV, NY, OH, OR, TX, UT, VA, WA

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BADGES
81

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