Ronald Gubelman, financial advisor Bellevue WA
83 score

Ronald Gubelman

CRD Number: 4555501
Current Firm: Key Investment Services LLC

Ronald Gubelman (CRD# 4555501) is an Investment Advisor Representative working at Key Investment Services LLC in Bellevue, WA and has over 14 years of experience in the finance industry.

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Company Name Location Dates Years
Key Investment Services Seattle, WA Nov 2015 - Current 1
Umpqua Investments, Inc. Mercer Island, WA Sep 2015 - Oct 2015 < 1
Umpqua Bank Seatlle, WA Oct 2011 - Oct 2015 4
Lpl Financial LLC Charlotte, NC Oct 2011 - Sep 2015 3
Hsbc Securities (usa) Inc. Redmond, WA Jul 2010 - Oct 2011 1
At&t Seattle, WA Feb 2010 - May 2010 < 1
Chase Investment Services Corp. Seattle, WA May 2009 - Nov 2009 < 1
Wm Financial Services, Inc. Kent, WA Aug 2004 - May 2009 4
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Sep 2002
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Ronald J. Gubelman
Phone Number: (888) 547-2968
Firm Website: http://www.key.com
Registered State(s):
  • WA
By the Numbers
  • Total Assets Under Management
    870
    MILLIONS
  • Total Number of Accounts
    5,830
    ACCOUNTS
  • Average Account Value
    $149,255
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AZ, CA, CO, CT, FL, GA, ID, IL, IN, KY, MA, MD, ME, MI, NC, NH, NJ, NV, NY, OH, OR, PA, SC, TN, TX, UT, VA, VT, WA

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BADGES
83

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