William DerringtonCRD Number: 1325480
Current Firm: Royal Fund Management, LLC
William Derrington (CRD# 1325480) is an Investment Advisor Representative working at Royal Fund Management, LLC in Bellevue, WA and has over 26 years of experience in the finance industry.
Brighton Jones LLC
|Royal Fund Management, LLC||The Villages, FL||Aug 2015 - Current||2|
|Westmont Associates Aka Westmont Financial||Bellevue, WA||Jan 1980 - Current||38|
|Independent Financial Group||Bellevue, WA||Jan 2014 - Jul 2015||1|
|Kcd Financial, Inc.||Bellevue, WA||Dec 2006 - Dec 2013||7|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 1991|
|S65||NASAA Investment Advisors Law Examination||May 2001|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
- Judgments / Liens
Total Assets Under Management324MILLIONS
Total Number of Accounts3,760ACCOUNTS
Average Account Value$86,158
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AR, AZ, CA, CO, CT, FL, GA, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, NC, NE, NH, NJ, NM, NY, OH, OK, PA, SC, TN, TX, UT, VA, WA, WI, WV
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