Xin Chen, financial advisor Bellevue WA

Xin Chen

CRD Number: 6034646
Current Firm: Hsbc Securities (usa) Inc.

Xin Chen (CRD# 6034646) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in Bellevue, WA and has over 11 years of experience in the finance industry.

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Company Name Location Dates Years
Hsbc Bank Usa, N.a. Seattle, WA Apr 2015 - Current 8
Hsbc Securities (usa) Inc. Seattle, WA Apr 2015 - Current 8
Wells Fargo Advisors LLC Arlington, VA Mar 2012 - Apr 2015 3
Wells Fargo Bank Na Arlington, VA Nov 2009 - Apr 2015 5
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jul 2023
S63 Uniform Securities State Law Examination Apr 2012
S65 NASAA Investment Advisors Law Examination May 2012
Contact Info for Xin Chen
Phone Number: 212-525-2879
Firm Website: https://www.us.hsbc.com/
Registered State(s):
  • WA
By the Numbers
  • Total Assets Under Management
    2,819
    MILLIONS
  • Total Number of Accounts
    13,225
    ACCOUNTS
  • Average Account Value
    $213,143
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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