Gary Simon, financial advisor Bellingham WA
93 score

Gary Simon

CRD Number: 1121380
Current Firm: Ubs Financial Services Inc.

Gary Simon (CRD# 1121380) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Bellingham, WA and has over 33 years of experience in the finance industry.

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Company Name Location Dates Years
Ubs Financial Services Inc. Bellingham, WA Jul 2008 - Current 8
Citigroup Global Markets Inc. Bellingham, WA Jul 1993 - Jul 2008 15
John Costanti/ironec Everson, WA May 1980 - Oct 2007 27
Gary Simon Bellingham, WA May 1980 - Oct 2007 27
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1983
S65 NASAA Investment Advisors Law Examination Jul 1992
Contact Info for Gary A. Simon
Phone Number: 201-352-3000
Registered State(s):
  • TX
  • WA
By the Numbers
  • Total Assets Under Management
    358,253
    MILLIONS
  • Total Number of Accounts
    860,383
    ACCOUNTS
  • Average Account Value
    $416,388
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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