Nicholas Kaiser (CRD# 865148) is an Investment Advisor Representative working at Saturna Capital Corporation in Bellingham, WA and has over 34 years of experience in the finance industry.
CRD# 1069257
Wells Fargo Advisors
CRD# 2375862
D.a. Davidson & Company
CRD# 2231612
Royal Fund Management, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Saturna Trust Company | Bellingham, WA | Aug 2015 - Current | 8 |
| Saturna Capital Corporation | Bellingham, WA | Jul 2009 - Current | 14 |
| Amana Mutual Funds Trust | Bellingham, WA | Jul 1984 - Current | 39 |
| Saturna Environmental Corporation | Bellingham, WA | Dec 2014 - Aug 2021 | 6 |
| Saturna Sendirian Berhad | Kuala Lumpur, | Mar 2010 - Apr 2019 | 9 |
| Saturna Investment Trust | Bellingham, WA | Apr 1987 - Mar 2017 | 29 |
| Saturna Trust Company | Bellingham, WA | Jun 2014 - Aug 2015 | 1 |
| Saturna Trust Company | Bellingham, WA | Dec 2008 - Jun 2014 | 5 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jan 1990 |
| S65 | NASAA Investment Advisors Law Examination | Jan 1990 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- WA
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Total Assets Under Management6,644MILLIONS
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Total Number of Accounts115ACCOUNTS
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Average Account Value$57,771,641
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for pooled investment vehicles (other than investment companies)
- Pension consulting services
CA, FL, GA, IL, IN, MD, MI, NV, NY, OH, TX, VA, WA
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