Stephen Lyons, financial advisor Bellport NY
93 score

Stephen Lyons

CRD Number: 1288698
Current Firm: Hsbc Securities (usa) Inc.

Stephen Lyons (CRD# 1288698) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in Bellport, NY and has over 31 years of experience in the finance industry.

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Company Name Location Dates Years
Hsbc Securities (usa) Inc. Bellport, NY Mar 2013 - Current 3
Unemployed Sayville, NY Nov 2012 - Mar 2013 < 1
E*trade Capital Management LLC Garden City, NY Mar 2011 - Oct 2012 1
E*trade Securities LLC Garden City, NY Mar 2011 - Oct 2012 1
E*trade Savings Bank Garden City, NY Mar 2011 - Oct 2012 1
Bank Of America, Na Melville, NY Jul 2010 - Mar 2011 < 1
Merrill Lynch Melville, NY Apr 2010 - Mar 2011 < 1
Unemployed Sayville, NY Feb 2009 - Apr 2010 1
The Bank Of New York Boston, MA Jul 2008 - Feb 2009 < 1
Mbsc Securities Corporation New York, NY Jul 2007 - Feb 2009 1
Mellon Bank, N.a. Boston, MA Jan 2008 - Jul 2008 < 1
Dreyfus Service Corporation New York, NY Sep 1992 - Jul 2007 14
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1985
S65 NASAA Investment Advisors Law Examination Jun 2010
Contact Info for Stephen J. Lyons
Phone Number: 212-525-2879
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
    2,985
    MILLIONS
  • Total Number of Accounts
    12,340
    ACCOUNTS
  • Average Account Value
    $241,893
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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