Stephen LyonsCRD Number: 1288698
Current Firm: Hsbc Securities (usa) Inc.
Stephen Lyons (CRD# 1288698) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in Bellport, NY and has over 31 years of experience in the finance industry.
Royal Alliance Associates, Inc.
American Portfolios Advisors, Inc.
Frisch Financial Group, Inc.
|Hsbc Securities (usa) Inc.||Bellport, NY||Mar 2013 - Current||3|
|Unemployed||Sayville, NY||Nov 2012 - Mar 2013||< 1|
|E*trade Capital Management LLC||Garden City, NY||Mar 2011 - Oct 2012||1|
|E*trade Securities LLC||Garden City, NY||Mar 2011 - Oct 2012||1|
|E*trade Savings Bank||Garden City, NY||Mar 2011 - Oct 2012||1|
|Bank Of America, Na||Melville, NY||Jul 2010 - Mar 2011||< 1|
|Merrill Lynch||Melville, NY||Apr 2010 - Mar 2011||< 1|
|Unemployed||Sayville, NY||Feb 2009 - Apr 2010||1|
|The Bank Of New York||Boston, MA||Jul 2008 - Feb 2009||< 1|
|Mbsc Securities Corporation||New York, NY||Jul 2007 - Feb 2009||1|
|Mellon Bank, N.a.||Boston, MA||Jan 2008 - Jul 2008||< 1|
|Dreyfus Service Corporation||New York, NY||Sep 1992 - Jul 2007||14|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 1985|
|S65||NASAA Investment Advisors Law Examination||Jun 2010|
Total Assets Under Management2,985MILLIONS
Total Number of Accounts12,340ACCOUNTS
Average Account Value$241,893
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.