Stephen LyonsCRD Number: 1288698
Current Firm: Hsbc Securities (usa) Inc.
Stephen Lyons (CRD# 1288698) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in Bellport, NY and has over 30 years of experience in the finance industry.
Royal Alliance Associates, Inc.
American Portfolios Advisors, Inc.
Frisch Financial Group, Inc.
|Hsbc Securities (usa) Inc.||Bellport, NY||Mar 2013 - Current||3|
|Unemployed||Sayville, NY||Nov 2012 - Mar 2013||< 1|
|E*trade Capital Management LLC||Garden City, NY||Mar 2011 - Oct 2012||1|
|E*trade Securities LLC||Garden City, NY||Mar 2011 - Oct 2012||1|
|E*trade Savings Bank||Garden City, NY||Mar 2011 - Oct 2012||1|
|Bank Of America, Na||Melville, NY||Jul 2010 - Mar 2011||< 1|
|Merrill Lynch||Melville, NY||Apr 2010 - Mar 2011||< 1|
|Unemployed||Sayville, NY||Feb 2009 - Apr 2010||1|
|The Bank Of New York||Boston, MA||Jul 2008 - Feb 2009||< 1|
|Mbsc Securities Corporation||New York, NY||Jul 2007 - Feb 2009||1|
|Mellon Bank, N.a.||Boston, MA||Jan 2008 - Jul 2008||< 1|
|Dreyfus Service Corporation||New York, NY||Sep 1992 - Jul 2007||14|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 1985|
|S65||NASAA Investment Advisors Law Examination||Jun 2010|
Total Assets Under Management2,985MILLIONS
Total Number of Accounts12,340ACCOUNTS
Average Account Value$241,893
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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