Susanna Tang, financial advisor Belmont CA
76 score

Susanna Tang

CRD Number: 5436827
Current Firm: Chen Financial Group, LLC

Susanna Tang (CRD# 5436827) is an Investment Advisor Representative working at Chen Financial Group, LLC in Belmont, CA and has over 8 years of experience in the finance industry. Susanna Tang has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Seacrest Wealth Management, LLC Menlo Park, CA Apr 2012 - Mar 2016 3
Morgan Stanley Smith Barney Menlo Park, CA Jun 2009 - Apr 2012 2
Citigroup Global Markets, Inc. Menlo Park, CA Oct 2007 - Apr 2012 4
Stanford University Stanford, CA May 2005 - Oct 2007 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 2007
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for Susanna Tang
Phone Number: 650-631-0600
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

CA

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BADGES
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