Carole Sarson, financial advisor Belvidere NJ

Carole Sarson

CRD Number: 3037277
Current Firm: Lpl Financial LLC

Carole Sarson (CRD# 3037277) is an Investment Advisor Representative working at Lpl Financial LLC in Belvidere, NJ and has over 23 years of experience in the finance industry.

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Company Name Location Dates Years
Lpl Financial LLC Washington, NJ Mar 2019 - Current 3
Kestra Financial Services, Inc. Austin, TX Apr 2016 - Mar 2019 2
Nfp Securities Inc. Washington, NJ Aug 2011 - Apr 2016 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1998
S65 NASAA Investment Advisors Law Examination Jul 1999
Contact Info for Carole A. Sarson
Phone Number: 704-733-3300
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
    404,176
    MILLIONS
  • Total Number of Accounts
    1,517,995
    ACCOUNTS
  • Average Account Value
    $266,257
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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