Frances Harkins, financial advisor Benicia CA

Frances Harkins

CRD Number: 4244859
Current Firm: Wheels Up Wealth, Inc.

Frances Harkins, CFP®, AIF®, MA (CRD# 4244859) is an Investment Advisor Representative working at North Capital in Benicia, California and has over 25 years of experience in the finance industry. Frances has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards. Frances also demonstrates her commitment to giving clients her best and unbiased advice as an Accredited Investment Fiduciary (AIF®). The AIF mark stands for professionals who are dedicated to using prudent and best practices to provide clients a fiduciary standard of care. The practices focus on seven core values which include Responsibility, Excellence, Integrity, Client Service, Collaboration, Knowledge and Security.

CONTACT
Similar Advisors
William Browne, financial advisor Benicia CA
William S. Browne
CRD# 4461199
Monetary Management Corporation
Similar Advisors
Scott Yi, financial advisor Benicia CA
Scott A. Yi
CRD# 4983680
Perigon Wealth Management, LLC
Similar Advisors
David Dabora, financial advisor Benicia CA
David M. Dabora
CRD# 2626420
Alpha Blue Capital
Professional Designations
Company Name Location Dates Years
Wheels Up Wealth, Inc. Benicia, CA Apr 2020 - Current 3
North Capital Inc. Benicia, CA May 2013 - Apr 2020 6
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2000
Contact Info for Frances E. Harkins
By the Numbers
  • Total Assets Under Management
    104
    MILLIONS
  • Total Number of Accounts
    368
    ACCOUNTS
  • Average Account Value
    $282,494
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

CA, TX

Ready to hire a financial advisor? Get competitive proposals from Frances Harkins and other advisors.
BADGES
Verified Page
Data verified by both the advisor and the public regulatory data.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.