Carolyn Keating, financial advisor Bentonville AR

Carolyn Keating

CRD Number: 2606209
Current Firm: 36 North Capital Management, LLC

Carolyn Keating (CRD# 2606209) is an Investment Advisor Representative working at 36 North Capital Management, LLC in Bentonville, AR and has over 16 years of experience in the finance industry.

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Company Name Location Dates Years
36 North Capital Management, LLC Bentonville, AR Sep 2021 - Current 2
Cambridge Associates, LLC Arlington, VA Jun 2015 - Sep 2021 6
U.s. Development Finance Corporation (formerly Opic) Washington, DC Aug 2011 - May 2015 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 2007
S65 NASAA Investment Advisors Law Examination May 2022
Contact Info for Carolyn A. Keating
Phone Number: 479-250-9540
Registered State(s):
  • AR
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States


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