Scott Cain, financial advisor Bentonville AR
93 score

Scott Cain

CRD Number: 5366436
Current Firm: Arvest Wealth Management

Scott Cain (CRD# 5366436) is an Investment Advisor Representative working at Arvest Wealth Management in Bentonville, AR and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Arvest Asset Management Rogers, AR Feb 2015 - Current 1
Arvest Asset Management Bentonville, AR Apr 2013 - Feb 2015 1
Arvest Asset Management Rogers, AR Nov 2010 - Apr 2013 2
Raymond James Financial Services, Inc. Fayetteville, AR May 2009 - Nov 2010 1
Media Coach Springdale, AR Jul 2010 - Jul 2010 < 1
Banc Of America Investment Services Inc. Rogers, AR Jun 2007 - Mar 2009 1
Arkansas Democrat-gazette Little Rock, AR Jul 1996 - Jun 2007 10
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Aug 2007
Contact Info for Scott M. Cain
Phone Number: 479 770 1825
Registered State(s):
  • AR
By the Numbers
  • Total Assets Under Management
    1,357
    MILLIONS
  • Total Number of Accounts
    6,456
    ACCOUNTS
  • Average Account Value
    $210,211
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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