Patrick Baker, financial advisor Berkeley CA
73 score

Patrick Baker

CRD Number: 5280091
Current Firm: Charles Schwab & Company, Inc.

Patrick Baker (CRD# 5280091) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Berkeley, CA and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Charles Schwab & Company, Inc. Berkeley, CA Jul 2013 - Current 3
Charles Schwab Bank Berkeley, CA Jul 2013 - Current 3
Bank Of America, N.a San Francisco, CA Sep 2012 - Jun 2013 < 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Francisco, CA Aug 2012 - Jun 2013 < 1
Credit Suisse Securities (usa) LLC San Francisco, CA Oct 2008 - Aug 2012 3
Ubs Financial Services Inc. San Francisco, CA Feb 2007 - Oct 2008 1
Enterprise Rent A Car San Leandro, CA Jul 2004 - Dec 2006 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jul 2007
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for Patrick J. Baker
Phone Number: 415-667-7000
Firm Website: https://www.schwab.com
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
73

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