Robert PhilpottCRD Number: 5448701
Current Firm: Valic Financial Advisors, Inc.
Robert Philpott (CRD# 5448701) is an Investment Advisor Representative working at Valic Financial Advisors, Inc. in Berkeley Heights, NJ and has over 6 years of experience in the finance industry.
Cfs Investment Advisory Services LLC
Legacy Care Wealth, LLC
|Valic Financial Advisors, Inc.||Mt Laurel, NJ||Sep 2012 - Current||5|
|Metlife Securities Inc.||Marlton, NJ||Oct 2010 - Sep 2012||1|
|State Farm Vp Management Corp.||Philadelphia, PA||Sep 2010 - Oct 2010||< 1|
|Erica Bantom Martin Insurance Agency||Philadelphia, PA||Apr 2010 - Oct 2010||< 1|
|Mml Investors Services, Inc.||Bala Cynwyd, PA||Jan 2010 - Apr 2010||< 1|
|Massmutual Life Insurance Company||Bala Cynwyd, PA||Dec 2009 - Apr 2010||< 1|
|Metlife Securities Inc.||Marlton, NJ||Nov 2007 - Dec 2009||2|
|Tony Soprano's Pizza||Haddon Heights, NJ||May 2005 - Oct 2007||2|
|Philadelphia Phillies||Philadelphia, PA||Apr 2006 - Sep 2006||< 1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 2011|
|S65||NASAA Investment Advisors Law Examination||Sep 2012|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management22,665MILLIONS
Total Number of Accounts866,312ACCOUNTS
Average Account Value$26,163
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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