Robert Philpott, financial advisor Berkeley Heights NJ
83 score

Robert Philpott

CRD Number: 5448701
Current Firm: Valic Financial Advisors, Inc.

Robert Philpott (CRD# 5448701) is an Investment Advisor Representative working at Valic Financial Advisors, Inc. in Berkeley Heights, NJ and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Valic Financial Advisors, Inc. Mt Laurel, NJ Sep 2012 - Current 4
Metlife Securities Inc. Marlton, NJ Oct 2010 - Sep 2012 1
State Farm Vp Management Corp. Philadelphia, PA Sep 2010 - Oct 2010 < 1
Erica Bantom Martin Insurance Agency Philadelphia, PA Apr 2010 - Oct 2010 < 1
Mml Investors Services, Inc. Bala Cynwyd, PA Jan 2010 - Apr 2010 < 1
Massmutual Life Insurance Company Bala Cynwyd, PA Dec 2009 - Apr 2010 < 1
Metlife Securities Inc. Marlton, NJ Nov 2007 - Dec 2009 2
Tony Soprano's Pizza Haddon Heights, NJ May 2005 - Oct 2007 2
Philadelphia Phillies Philadelphia, PA Apr 2006 - Sep 2006 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 2011
S65 NASAA Investment Advisors Law Examination Sep 2012
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Robert P. Philpott
Phone Number: 866-544-4968
Firm Website: http://www.valic.com
Registered State(s):
  • DE
  • NJ
  • PA
  • VA
By the Numbers
  • Total Assets Under Management
    22,665
    MILLIONS
  • Total Number of Accounts
    866,312
    ACCOUNTS
  • Average Account Value
    $26,163
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
83

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