Ellis Miller (CRD# 3117992) is an Investment Advisor Representative working at Kestra Advisory Services, LLC in Austin, TX and has over 23 years of experience in the finance industry.
CRD# 4431657
Pbl Wealth Management
CRD# 5872877
Orchard Financial
CRD# 2827672
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Kestra Advisory Services, LLC | Canton, OH | Jul 2019 - Current | 4 |
| Pleasant Wealth LLC | Canton, OH | Jul 2019 - Current | 4 |
| Kestra Investment Services, LLC | Canton, OH | Jul 2019 - Current | 4 |
| Hummel Wealth Management, LLC | Berlin, OH | Apr 2007 - Jul 2019 | 12 |
| The O.n. Investment Management Company | Berlin, OH | Nov 2001 - Jul 2019 | 17 |
| The O.n. Equity Sales Company | Berlin, OH | Sep 1998 - Jul 2019 | 20 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jun 2000 |
| S65 | NASAA Investment Advisors Law Examination | Apr 2000 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- OH
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Total Assets Under Management48,324MILLIONS
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Total Number of Accounts140,425ACCOUNTS
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Average Account Value$344,129
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