Sok-tiang Lim, financial advisor Bernardsville NJ
93 score

Sok-tiang Lim

CRD Number: 1904557
Current Firm: Wells Fargo Advisors, LLC

Sok-tiang Lim (CRD# 1904557) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in Bernardsville, NJ and has over 12 years of experience in the finance industry.

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Company Name Location Dates Years
Wells Fargo Advisors, LLC Summit, NJ Apr 2013 - Current 3
Hsbc Securities (usa) Inc. Morristown, NJ Jun 2011 - Apr 2013 1
Lpl Financial Summit, NJ Dec 2010 - May 2011 < 1
Unemployed Short Hills, NJ Jan 2009 - Nov 2010 1
Citigroup Global Markets Inc. Warren, NJ Sep 2004 - Jan 2009 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 2004
S65 NASAA Investment Advisors Law Examination Dec 2004
Contact Info for Sok-tiang C. Lim
Phone Number: 314-875-3000
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
    372,113
    MILLIONS
  • Total Number of Accounts
    1,339,368
    ACCOUNTS
  • Average Account Value
    $277,827
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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