Anthony Aulffo (CRD# 5602104) is an Investment Advisor Representative working at Private Advisor Group, LLC in Morristown, NJ and has over 15 years of experience in the finance industry. Anthony Aulffo has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 5366446
Legacy Care Wealth, LLC
CRD# 1420183
Financial Life Focus, LLC
CRD# 5146297
Origin Investment Advisory LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lpl Financial LLC | Cherry Hill, NJ | Nov 2020 - Current | 3 |
| Private Advisor Group, LLC | Cherry Hill, NJ | Nov 2020 - Current | 3 |
| Cardinal Wealth Group | Cherry Hill, NJ | Dec 2018 - Current | 5 |
| Retirement Wealth Advisors, Inc. | Cherry Hill, NJ | Dec 2018 - Nov 2020 | 1 |
| Tcm Securities, Inc. | Woodstock, GA | Jan 2019 - Jun 2019 | < 1 |
| Mml Investors Services, LLC | Newtown Square, PA | Mar 2017 - Dec 2018 | 1 |
| Creative Financial Group | Newton Square, PA | Feb 2013 - Dec 2018 | 5 |
| Msi Financial Services, Inc. | Newton Square, NJ | Jan 2015 - Mar 2017 | 2 |
| New England Securities Corp. | Newton Square, PA | Mar 2013 - Jan 2015 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jan 2009 |
| S65 | NASAA Investment Advisors Law Examination | Mar 2011 |
- NJ
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Total Assets Under Management31,536MILLIONS
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Total Number of Accounts122,156ACCOUNTS
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Average Account Value$258,160
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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