Stephen MumfordCRD Number: 5214858
Current Firm: Valley Forge Investment Consultants, Inc.
Stephen Mumford (CRD# 5214858) is an Investment Advisor Representative working at Valley Forge Investment Consultants, Inc. in Berwyn, PA and has over 15 years of experience in the finance industry. Stephen Mumford has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Affinity Wealth Management LLC
Oppenheimer & Company Inc.
Planning Capital Management Corp.
|M Holdings Securities, Inc.||Portland, OR||Jun 2013 - Current||9|
|Valley Forge Financial Group||King Of Prussia, PA||Feb 2007 - Current||15|
|Valley Forge Investment Consultants, Inc.||King Of Prussia, PA||Feb 2007 - Current||15|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 2007|
|S65||NASAA Investment Advisors Law Examination||Dec 2006|
Total Assets Under Management2,575MILLIONS
Total Number of Accounts1,118ACCOUNTS
Average Account Value$2,302,912
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
CT, DE, FL, GA, LA, MA, MD, NH, NJ, NY, PA, TX, VA
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