Christopher Herzog, financial advisor Wood River IL

Christopher Herzog

CRD Number: 4644819
Current Firm: Lpl Financial LLC

Christopher Herzog (CRD# 4644819) is an Investment Advisor Representative working at Lpl Financial LLC in Wood River, IL and has over 20 years of experience in the finance industry.

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Company Name Location Dates Years
Lpl Financial LLC Wood River, IL Mar 2019 - Current 5
St Louis Regional Airport East Alton, IL Oct 2018 - Current 5
Political Office East Alton, IL Mar 2014 - Mar 2019 5
Raymond James Financial Services, Inc. Edwardsville, IL Apr 2013 - Mar 2019 5
Investor Group- Bank Of Edwardsville Edwardsville, IL Apr 2013 - Mar 2019 5
Raymond James Financial Services Advisors Inc. Edwardsville, IL Apr 2013 - Mar 2019 5
The Bank Of Edwardsville Bethalto, IL Apr 2013 - Mar 2019 5
Wood River Township East Alton, IL Dec 2016 - Feb 2018 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Mar 2004
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Christopher E. Herzog
Phone Number: 704-733-3300
Registered State(s):
  • IL
  • TX
By the Numbers
  • Total Assets Under Management
    368,019
    MILLIONS
  • Total Number of Accounts
    1,688,501
    ACCOUNTS
  • Average Account Value
    $217,956
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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