Stephen Drizos
CRD Number: 5773670
Current Firm: J. W. Cole Advisors, Inc.
Compensation Model: Both
Stephen Drizos (CRD# 5773670) is an Investment Advisor Representative working at JW-Cole Financial doing business as Liberty Wealth Strategies in Pittsburgh, PA and has over 10 years of experience in the finance industry.
CRD# 3229164
Commonwealth Financial Network
CRD# 5969810
Cambridge Investment Research Advisors, Inc.
CRD# 843581
Financial Guidance Group, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| J.w. Cole Financial, Inc. | Tampa, FL | Oct 2018 - Current | 5 |
| J.w. Cole Advisors, Inc. | Tampa, FL | Oct 2018 - Current | 5 |
| Summit Brokerage Services Inc. | Canonsburg, PA | Sep 2018 - Oct 2018 | < 1 |
| Summit Financial Group Inc. | Canonsburg, PA | Sep 2018 - Oct 2018 | < 1 |
| Pnc Investments | Pittsburgh, PA | Oct 2013 - Jun 2018 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | May 2010 |
| S65 | NASAA Investment Advisors Law Examination | Jan 2012 |
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Total Assets Under Management5,736MILLIONS
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Total Number of Accounts25,612ACCOUNTS
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Average Account Value$223,952
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
Securities offered through J.W. Cole Financial, Inc. Member FINRA/SIPC.
Advisory services offered through J.W. Cole Advisors, Inc.
J.W. Cole Financial, Inc., J.W. Cole Advisors, Inc., and Liberty Wealth Strategies are unaffiliated entities.
Advisors must be properly registered in the state where you live in order to conduct securities related business with you. A response to your request for information might be delayed in order to assure our compliance with this regulation. No information provided on this site is intended as a solicitation to buy or sell any security. The investments and services mentioned may not be available in every state. No security will be offered or sold to any person, in any state in which such offer, solicitation, purchase, or sale would be unlawful under securities laws of such jurisdictions.
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