Adriana GuzmanCRD Number: 6189210
Current Firm: Ameriprise Financial Services, Inc.
Adriana Guzman (CRD# 6189210) is an Investment Advisor Representative working at Ameriprise Financial Services, Inc. in Bethesda, MD and has over 3 years of experience in the finance industry.
David Wealth Management, LLC
Aegis Wealth Management LLC
Palatine Advisors, Inc.
|Ameriprise Financial Services Inc.||Bethesda, MD||May 2013 - Current||3|
|Virginia Tech||Blacksburg, VA||Aug 2012 - May 2013||< 1|
|Signaturefd||Atlanta, GA||May 2012 - Aug 2012||< 1|
|Virginia Tech||Blacksburg, VA||Aug 2011 - May 2012||< 1|
|Ge Capital||Alpharetta, GA||May 2011 - Aug 2011||< 1|
|Virginia Tech||Atlanta, GA||Aug 2010 - May 2011||< 1|
|Internal Revenue Service||Atlanta, GA||Jun 2010 - Aug 2010||< 1|
|Virginia Tech||Blacksburg, VA||Aug 2009 - May 2010||< 1|
|Unemployed||Atlanta, GA||Jan 2009 - Aug 2009||< 1|
|Marble Slab Creamery||Atlanta, GA||May 2008 - Jan 2009||< 1|
|Unemployed||Atlanta, GA||Aug 2007 - May 2008||< 1|
|Wieuca Road Baptist Church||Atlanta, GA||Jun 2007 - Aug 2007||< 1|
|Unemployed||Atlanta, GA||Aug 2006 - May 2007||< 1|
|Wieuca Road Baptist Church||Atlanta, GA||Jun 2006 - Aug 2006||< 1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Sep 2013|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Criminal Record
Total Assets Under Management178,060MILLIONS
Total Number of Accounts1,085,445ACCOUNTS
Average Account Value$164,044
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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