Adriana Guzman, financial advisor Bethesda MD
69 score

Adriana Guzman

CRD Number: 6189210
Current Firm: Ameriprise Financial Services, Inc.

Adriana Guzman (CRD# 6189210) is an Investment Advisor Representative working at Ameriprise Financial Services, Inc. in Bethesda, MD and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Ameriprise Financial Services Inc. Bethesda, MD May 2013 - Current 3
Virginia Tech Blacksburg, VA Aug 2012 - May 2013 < 1
Signaturefd Atlanta, GA May 2012 - Aug 2012 < 1
Virginia Tech Blacksburg, VA Aug 2011 - May 2012 < 1
Ge Capital Alpharetta, GA May 2011 - Aug 2011 < 1
Virginia Tech Atlanta, GA Aug 2010 - May 2011 < 1
Internal Revenue Service Atlanta, GA Jun 2010 - Aug 2010 < 1
Virginia Tech Blacksburg, VA Aug 2009 - May 2010 < 1
Unemployed Atlanta, GA Jan 2009 - Aug 2009 < 1
Marble Slab Creamery Atlanta, GA May 2008 - Jan 2009 < 1
Unemployed Atlanta, GA Aug 2007 - May 2008 < 1
Wieuca Road Baptist Church Atlanta, GA Jun 2007 - Aug 2007 < 1
Unemployed Atlanta, GA Aug 2006 - May 2007 < 1
Wieuca Road Baptist Church Atlanta, GA Jun 2006 - Aug 2006 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Sep 2013
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for Adriana I. Guzman
Phone Number: 612-671-3131
Registered State(s):
  • MD
  • VA
By the Numbers
  • Total Assets Under Management
    178,060
    MILLIONS
  • Total Number of Accounts
    1,085,445
    ACCOUNTS
  • Average Account Value
    $164,044
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
69

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