Brian GaisterCRD Number: 5394236
Current Firm: Pennington Partners & Company, LLC
Brian Gaister (CRD# 5394236) is an Investment Advisor Representative working at Pennington Partners & Company, LLC in Bethesda, MD and has over 10 years of experience in the finance industry.
Palatine Advisors, Inc.
Commonwealth Financial Network
Planning Solutions Group, LLC
|Pennington Partners & Company, LLC||Bethesda, MD||Mar 2016 - Current||1|
|Private Client Services, LLC||Louisville, KY||Jan 2016 - Mar 2016||< 1|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Columbia, MD||Sep 2010 - Jan 2016||5|
|Morgan Stanley Smith Barney||Baltimore, MD||Jun 2009 - Sep 2010||1|
|Morgan Stanley & Company, Incorporated||Baltimore, MD||Jul 2007 - Jun 2009||1|
|Community Home Mortgage||Beltsville, MD||Jan 2005 - Jul 2007||2|
|University Of Md Robert H Smith Business School||College Park, MD||Aug 2003 - May 2007||3|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Dec 2007|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Employer Dispute
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
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