Marc Schliefer, financial advisor Bethesda MD
66 score

Marc Schliefer

CRD Number: 1141378
Current Firm: Cwm, LLC

Marc Schliefer (CRD# 1141378) is an Investment Advisor Representative working at Cwm, LLC in Bethesda, MD and has over 32 years of experience in the finance industry. Marc Schliefer has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Cwm, LLC Omaha, NE Jan 2016 - Current < 1
Lpl Financial, LLC Bethesda, MD May 2013 - Current 3
Us Financial Advisors, LLC Bethesda, MD May 2013 - Jan 2016 2
Lincoln Financial Securities Corporation Bethesda, MD Jul 2008 - May 2013 4
Equity Planning Institute Inc. Bethesda, MD Apr 1996 - Apr 2013 17
Jefferson Pilot Securities Corporation Bethesda, MD Oct 1984 - Jun 2008 23
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1984
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
  • Regulatory Event
Get Details on the FINRA Advisor Check site
Contact Info for Marc S. Schliefer
Phone Number: 402-330-0808
Registered State(s):
  • MD
  • TX
By the Numbers
  • Total Assets Under Management
    3,126
    MILLIONS
  • Total Number of Accounts
    14,804
    ACCOUNTS
  • Average Account Value
    $211,177
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
66

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