Philip CocceCRD Number: 6555620
Current Firm: Ameriprise Financial Services, LLC
Philip Cocce (CRD# 6555620) is an Investment Advisor Representative working at Ameriprise Financial Services, LLC in Bethesda, MD and has over 5 years of experience in the finance industry.
David Wealth Management, LLC
Equitable Advisors, LLC
Reframe Wealth, LLC
|Ameriprise Financial Services, LLC||Bethesda, MD||Apr 2021 - Current||< 1|
|Unemployed||Weymouth, MA||Jan 2020 - Apr 2021||1|
|Tiaa||Waltham, MA||Sep 2018 - Jan 2020||1|
|Tiaa-cref Individual & Institutional Services, LLC||Waltham, MA||Sep 2018 - Jan 2020||1|
|Hsbc Securities (usa) Inc.||Alexandria, VA||Oct 2017 - Sep 2018||< 1|
|Hsbc Bank Usa, N.a.||Alexandria, VA||Sep 2017 - Sep 2018||1|
|Prudential Insurance Company Of America||Needham, MA||Dec 2015 - Sep 2017||1|
|Pruco Securities, LLC||Needham, MA||Aug 2015 - Sep 2017||2|
|Joes American Bar And Grill||Boston, MA||Jun 2015 - Aug 2015||< 1|
|Unemployed||Brighton, MA||Oct 2014 - May 2015||< 1|
|Inclusion First, LLC||Canton, CT||May 2014 - Sep 2014||< 1|
|Newbury College||Brookline, MA||Sep 2010 - May 2014||3|
|Nixon Peabody, LLP||Boston, MA||Sep 2013 - Nov 2013||< 1|
|Providence Bruins||Providence, RI||May 2013 - Aug 2013||< 1|
|Legal Seafoods Resturant||Chestnut Hill, MA||Jun 2013 - Jul 2013||< 1|
|Epoch At Waterstone Wellesley||Wellsley, MA||Nov 2012 - Jun 2013||< 1|
|Newington Parks And Recreation||Newington, CT||May 2010 - Aug 2012||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 2015|
|S65||NASAA Investment Advisors Law Examination||Dec 2018|
Total Assets Under Management374,305MILLIONS
Total Number of Accounts1,619,519ACCOUNTS
Average Account Value$231,121
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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