Sean Parchment (CRD# 3237706) is an Investment Advisor Representative working at First Trust Advisors LP in Neponsit, NY and has over 20 years of experience in the finance industry.
CRD# 1420183
Financial Life Focus, LLC
CRD# 4632189
Sarsi, LLC
CRD# 6381165
A.g.p / Alliance Global Partners
| Company Name | Location | Dates | Years |
|---|---|---|---|
| First Trust Advisors LP | Wheaton, IL | Jan 2019 - Current | 5 |
| First Trust Portfolios LP | Wheaton, IL | Jan 2019 - Current | 5 |
| Profunds | Bethesda, MD | Nov 2014 - Jan 2019 | 4 |
| Marathon Financial Services Inc. | Watkinsville, GA | Apr 2013 - Nov 2014 | 1 |
| Alps Distributors, Inc. | Denver, CO | Apr 2013 - Nov 2014 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jan 2004 |
| S65 | NASAA Investment Advisors Law Examination | May 2011 |
- IL
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Total Assets Under Management210,879MILLIONS
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Total Number of Accounts2,926ACCOUNTS
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Average Account Value$72,070,745
- A percentage of assets under your management
- Other
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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