Timothy Mickey, financial advisor Bethesda MD
86 score

Timothy Mickey

CRD Number: 1028056
Current Firm: Aviso Wealth Management

Timothy Mickey (CRD# 1028056) is an Investment Advisor Representative working at Aviso Wealth Management in Bethesda, MD and has over 34 years of experience in the finance industry. Timothy Mickey has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Potomac Investments Augusta, ME Jun 2013 - Current 3
First Allied Securities. Inc. San Diego, CA Apr 2013 - Current 3
First Allied Advisory Services San Diego, CA Apr 2013 - Current 3
Monument Advisory Group, LLC Alexandria, VA Aug 2012 - Apr 2013 < 1
Lpl Financial Alexandria, VA May 2008 - Apr 2013 4
Merrill Lynch, Pierce, Fenner & Smith Incorporated Washington, DC Nov 1998 - May 2008 9
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 1982
S65 NASAA Investment Advisors Law Examination Jan 1996
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Timothy S. Mickey
Phone Number: 206-622-1210
Firm Website: http://www.pii-mjia.com
Registered State(s):
  • MD
  • PA
By the Numbers
  • Total Assets Under Management
    53
    MILLIONS
  • Total Number of Accounts
    415
    ACCOUNTS
  • Average Account Value
    $128,605
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

CA, CT, DC, FL, MA, MD, ME, MI, NJ, NY, OR, PA, TX, VA, WA

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BADGES
86

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