Timothy MickeyCRD Number: 1028056
Current Firm: Aviso Wealth Management
Timothy Mickey (CRD# 1028056) is an Investment Advisor Representative working at Aviso Wealth Management in Bethesda, MD and has over 35 years of experience in the finance industry. Timothy Mickey has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
David Wealth Management, LLC
Aegis Wealth Management LLC
Palatine Advisors, Inc.
|Potomac Investments||Augusta, ME||Jun 2013 - Current||3|
|First Allied Securities. Inc.||San Diego, CA||Apr 2013 - Current||4|
|First Allied Advisory Services||San Diego, CA||Apr 2013 - Current||4|
|Monument Advisory Group, LLC||Alexandria, VA||Aug 2012 - Apr 2013||< 1|
|Lpl Financial||Alexandria, VA||May 2008 - Apr 2013||4|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Washington, DC||Nov 1998 - May 2008||9|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 1982|
|S65||NASAA Investment Advisors Law Examination||Jan 1996|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management53MILLIONS
Total Number of Accounts415ACCOUNTS
Average Account Value$128,605
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
CA, CT, DC, FL, MA, MD, ME, MI, NJ, NY, OR, PA, TX, VA, WA
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