Joshua Smith, financial advisor Bethlehem PA
81 score

Joshua Smith

CRD Number: 5397223
Current Firm: Lincoln Investment

Joshua Smith (CRD# 5397223) is an Investment Advisor Representative working at Lincoln Investment in Bethlehem, PA and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Lincoln Investment Bethlehem, PA Sep 2014 - Current 2
Walmart Whitehall, PA Aug 2012 - Jun 2015 2
Whitehall Fd/ema Whitehall, PA Mar 2010 - Apr 2013 3
Genesis Insurance Agency Allentown, PA May 2010 - Sep 2012 2
Nationwide Allentown, PA May 2010 - Sep 2012 2
Nsllc Allentown, PA May 2010 - Sep 2012 2
Pa Army National Guard Harrisburg, PA Aug 2009 - Dec 2011 2
M&t Securities Wyomissing, PA Apr 2008 - Oct 2009 1
Wyomissing Fire Dept Wyomissing, PA Mar 2008 - Oct 2009 1
Morgan Stanley & Company, Incorporated Wyomissing, PA Jul 2007 - Apr 2008 < 1
Spotts-fischer Insurance Wyomissing, PA Jun 2006 - Jul 2007 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2007
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Joshua A. Smith
Phone Number: 215-887-8111
Registered State(s):
  • PA
By the Numbers
  • Total Assets Under Management
    5,982
    MILLIONS
  • Total Number of Accounts
    93,933
    ACCOUNTS
  • Average Account Value
    $63,688
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Market timing services
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
81

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