Joshua SmithCRD Number: 5397223
Current Firm: Lincoln Investment
Joshua Smith (CRD# 5397223) is an Investment Advisor Representative working at Lincoln Investment in Bethlehem, PA and has over 9 years of experience in the finance industry.
Academy Wealth Advisers, LLC
Sfg Investment Advisors, Inc.
Janney Montgomery Scott LLC
|Lincoln Investment||Bethlehem, PA||Sep 2014 - Current||2|
|Walmart||Whitehall, PA||Aug 2012 - Jun 2015||2|
|Whitehall Fd/ema||Whitehall, PA||Mar 2010 - Apr 2013||3|
|Genesis Insurance Agency||Allentown, PA||May 2010 - Sep 2012||2|
|Nationwide||Allentown, PA||May 2010 - Sep 2012||2|
|Nsllc||Allentown, PA||May 2010 - Sep 2012||2|
|Pa Army National Guard||Harrisburg, PA||Aug 2009 - Dec 2011||2|
|M&t Securities||Wyomissing, PA||Apr 2008 - Oct 2009||1|
|Wyomissing Fire Dept||Wyomissing, PA||Mar 2008 - Oct 2009||1|
|Morgan Stanley & Company, Incorporated||Wyomissing, PA||Jul 2007 - Apr 2008||< 1|
|Spotts-fischer Insurance||Wyomissing, PA||Jun 2006 - Jul 2007||1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Oct 2007|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management5,982MILLIONS
Total Number of Accounts93,933ACCOUNTS
Average Account Value$63,688
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Market timing services
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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